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Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
29 advisors
Number of Clients
2,344 clients
Average Client Portfolio
$245K average
Assets Under Management
$575.1M
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable on a Client-by-Client basis.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$500 - $10,000
Hourly Rate:$175 - $250/hr
The annual fee for portfolio management is based on a percentage of assets under management, determined on a client-by-client basis, not exceeding 2.25%. If a third-party money manager is used, clients will incur a separate fee charged by that manager. Financial planning and consulting fees are either flat ($500-$10,000) or hourly ($175-$250/hour). Flat fees can also be calculated as a percentage of assets under management (0.20%-0.50%).
Areas of Practice
Financial Planning & CoachingRetirement PlanningInvestment ManagementHigh Net Worth
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Advisor Information
Office location
28202 Cabot Rd, Suite 300, Laguna Niguel, CA, 92677
Get directionsRegulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2019Final
Employment Separation After Allegations
February 2019Customer Dispute
February 2019Settled
Customer Dispute
September 2017Settled
Customer Dispute
February 2017Settled
Other Business ActivitiesSells Insurance
Eric is an RIA/IA Representative for TCFG Investment Advisors, LLC, dedicating about a quarter of his time. He is also an agent for TCFG Insurance Solutions, LLC, spending a few hours per week.
Employment History
Current Registrations
Tcfg Investment Advisors, LLC
January 2020 - Present · 6 yrs
Tcfg Wealth Management, LLC
January 2020 - Present · 6 yrs
Tcfg Wealth Management, LLCBroker
January 2020 - Present · 6 yrs
Previous Registrations
Morgan Stanley Broker
June 2009 - March 2019 · 9 yrs 9 mos
Morgan Stanley
June 2009 - March 2019 · 9 yrs 9 mos
Citigroup Global Markets INC.
March 2001 - June 2009 · 8 yrs 3 mos
Citigroup Global Markets INC. Broker
March 2001 - June 2009 · 8 yrs 3 mos
H&r Block Financial Advisors, INC.Broker
May 1996 - March 2001 · 4 yrs 10 mos
State Registrations13 states
AZCACOLAMTNCNMNVOHORSDTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.