AT

Athanasios Tomaras

29 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)
Number of Advisors
16 advisors
Number of Clients
183 clients
Average Client Portfolio
$836K average
Assets Under Management
$153.0M

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$100
Financial Plan Fee:$1,500 - $25,000
Hourly Rate:$200/hr

RFL Advisor Program fees are calculated as an annualized percentage of assets under management on a sliding scale and are negotiable. There are three options available: a percentage of AUM, an hourly rate (minimum $200/hour invoiced quarterly), or a fixed fee (invoiced quarterly, semi-annually, or annually). Financial planning fees, if requested, range from $1,500 to $25,000 depending on complexity. The minimum advisory account size is $25,000.

Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
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Advisor Information

Office location

3980 Tampa Road Suite 101-GH, Oldsmar, FL, 34677

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Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2025
Pending
Regulatory
September 2021
Final
Regulatory
April 2019
Final
Customer Dispute
October 2016
Settled
Customer Dispute
April 2015
Settled
Customer Dispute
April 2013
Settled
Customer Dispute
March 2010
Denied
Regulatory
August 2009
Final
Customer Dispute
May 2005
Denied
Other Business Activities

Athanasios owns Clean Cut Professional Lawn and Landscape LLC, a commercial and residential landscaping company. He spends a few hours per week on this activity during trading hours.

Employment History
Current Registrations
R. F. Lafferty & Co., INC.
March 2016 - Present · 9 yrs 10 mos
R. F. Lafferty & Co., INC.
October 2015 - Present · 10 yrs 3 mos
R. F. Lafferty & Co., INC. Broker
October 2015 - Present · 10 yrs 3 mos
Previous Registrations
Fulcrum Advisory Services, LLC
November 2012 - July 2016 · 3 yrs 8 mos
Fulcrum Securities, LLCBroker
March 2012 - March 2016 · 4 yrs
Morgan Stanley Smith Barney LLC
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley Smith Barney Broker
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2006 - April 2007 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
July 2004 - April 2007 · 2 yrs 9 mos
H&r Block Financial Advisors, INC.
July 2003 - July 2004 · 1 yr
Rsm Mcgladrey, INC.
October 2002 - July 2003 · 9 mos
H&r Block Financial Advisors, INC.Broker
April 1996 - July 2004 · 8 yrs 3 mos
State Registrations13 states
AZCAFLGAILMINCNJNYPASCTNVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.