Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.85% |
| $10.0M - $100.0M | 0.75% |
| $100M+ | 0.75% |
Fees are generally not negotiable, but a different fee schedule was negotiated with a large client in 2017.
Fee Estimator
Third Day Capital Management charges an annual fee based on a percentage of assets managed, as shown in the rate table. Investment management fees are generally not negotiable, though a different fee schedule was negotiated with a large client in 2017. Fees are calculated at the end of each quarter and paid in advance, withdrawn directly from client accounts. Clients also incur fees from other entities, such as ETF management fees and brokerage fees.
Areas of Practice
Advisor Information
Office location
4600 South Syracuse Street, 9th Floor, Denver, CO, 80237
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark owns Third Day Capital, a Registered Investment Adviser providing financial planning and investment management. He intends to terminate the firm at the end of 2021 after transitioning clients to Howland Capital Management LLC.