AC
CFP

Alan Patrick Curley

28 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
685 advisors
Number of Clients
17,698 clients
Average Client Portfolio
$492K average
Assets Under Management
$8.7B

Fee Structure

Your advisor is compensated for investment advice by an advisory fee based on the value of assets in your account. This fee provides access to your advisor for financial and life planning consultation. The maximum annual fee that your advisor can charge is 1.25% of the assets being advised or managed. Fees are negotiable at the advisor's discretion. Certain portfolios are Wrap Fee Programs, bundling advisory and transaction costs. Institutional business fees are negotiable.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Loading...

Advisor Information

Office location

90 East Halsey Road Ste. 353, Parsippany, NJ, 07054

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 1993
Final
Other Business Activities

Alan is the owner and sole member of Sequoia Financial Strategies, LLC, dedicating minimal time to filing reports and managing the business checking account. He also serves as Treasurer for Knights of Columbus Council 3359, a charitable organization, spending minimal time managing their finances and investments.

Employment History
Current Registrations
Capital Analysts
March 2019 - Present · 6 yrs 10 mos
Lincoln Investment
June 2017 - Present · 8 yrs 7 mos
Lincoln Investment Broker
January 2017 - Present · 9 yrs
Previous Registrations
Legend Advisory, LLC
December 2002 - October 2019 · 16 yrs 10 mos
Legend Equities CorporationBroker
September 2002 - January 2017 · 14 yrs 4 mos
Citistreet Financial Services LLC
July 2002 - September 2002 · 2 mos
Citistreet Equities LLCBroker
December 1999 - September 2002 · 2 yrs 9 mos
John Hancock Distributors, INC.Broker
August 1996 - September 1998 · 2 yrs 1 mo
John Hancock Mutual Life Insurance CompanyBroker
August 1996 - May 1997 · 9 mos
State Registrations13 states
AZCTFLMAMENCNJNYPASCTXVAVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.