CC

Christopher John Mc Caffrey

29 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
25 advisors
Number of Clients
1,376 clients
Average Client Portfolio
$246K average
Assets Under Management
$338.1M

Fee Structure

Hourly Rate:Up to $500/hr

GAA's asset-based investment advisory fees are charged at an annual rate up to 3.00%, depending on the relationship size, inclusion/exclusion of transaction fees, and service complexity. Fees are negotiable between the client and the IAR. Financial planning services are offered based on assets, hourly (up to $500/hour), or as a fixed engagement fee. Retirement plan advisory fees range up to 3.00% annually and may be negotiable.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

111 North Orange Avenue, Suite 1000, Orlando, FL, 32801

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2024
Customer Dispute
January 2022
Settled
Customer Dispute
April 2004
Denied
Other Business Activities

Christopher is an advisor with International Assets Investment Management LLC and MACO Wealth Management, dedicating about a quarter of his time to each. He also serves as a committee member for Saint Vincent de Paul Parish, secretary for Sonoma County Trailblazers, and trustee for the Estate of Thomas Nelson, each requiring minimal time.

Employment History
Current Registrations
Global Assets Advisory, LLC
March 2024 - Present · 1 yr 10 mos
International Assets Investment Management, LLC
March 2024 - Present · 1 yr 10 mos
Previous Registrations
Morgan Stanley Broker
June 2009 - February 2024 · 14 yrs 8 mos
Morgan Stanley
June 2009 - February 2024 · 14 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2004 - April 2007 · 2 yrs 9 mos
Morgan Stanley Dw INC.Broker
September 2002 - April 2007 · 4 yrs 7 mos
A. G. Edwards & Sons, INC.
July 1997 - August 2002 · 5 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
May 1996 - August 2002 · 6 yrs 3 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Christopher John Mc Caffrey - Financial Advisor | AdvisorDiscover