RK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
279 clients
Average Client Portfolio
$976K average
Assets Under Management
$272.3M
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
AFG charges asset-based fees for investment advisory services. These fees will not exceed between 0.40% and 2.00% of the portfolio value. The specific fee is agreed upon in writing with the client and depends on the anticipated work/service provided. Fees are billed quarterly in arrears. There is no stated minimum annual fee or minimum investment amount.
Areas of Practice
Investment Management
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Advisor Information
Office location
118 North Clinton Street, Suite 250, Chicago, IL, 60661
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2007Final
Customer Dispute
January 1976Settled
Other Business Activities
Richard owns RSLM Corp. and CK Realty LLC, both serving as conduits for real estate holdings. He spends minimal time on these passive investments.
Employment History
Current Registrations
Access Financial Group, INC.
January 2005 - Present · 21 yrs
Access Financial Group, INC.
February 1995 - Present · 30 yrs 11 mos
Access Financial Group, INC. Broker
February 1995 - Present · 30 yrs 11 mos
Previous Registrations
Josephthal Lyon & Ross IncorporatedBroker
April 1994 - February 1995 · 10 mos
Rodman & Renshaw INC.Broker
September 1988 - April 1994 · 5 yrs 7 mos
Drexel Burnham Lambert IncorporatedBroker
January 1977 - October 1988 · 11 yrs 9 mos
Drexel Burnham & CO. IncorporatedBroker
February 1976 - January 1977 · 11 mos
Drexel Burnham & CO. IncorporatedBroker
May 1974 - February 1976 · 1 yr 9 mos
Shearson, Hammill & Co., IncorporatedBroker
February 1973 - August 1974 · 1 yr 6 mos
State Registrations19 states
AZCACOCTFLILINKYMDMIMNMONCNHNMNYOHPAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.