BC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
58 advisors
Number of Clients
2,261 clients
Average Client Portfolio
$112.3M average
Assets Under Management
$253.8B
Fee Structure
Financial Planning:Investment management only
The brochure discusses fees and compensation but does not provide specific fee schedules or amounts.
Areas of Practice
Investment Management
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Advisor Information
Office location
Pembroke, MA
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brook is a co-managing partner at Naukabout, LLC, a lifestyle brand with clothing, music, and beer. He dedicates minimal time to this activity and receives no compensation.
Employment History
Current Registrations
Voya Investment Management CO. LLC
March 2025 - Present · 10 mos
Voya Investments Distributor, LLCBroker
March 2025 - Present · 10 mos
Previous Registrations
Columbia Management Investment Advisers, LLC
May 2010 - March 2025 · 14 yrs 10 mos
Columbia Management Investment Distributors, INC.Broker
May 2010 - March 2025 · 14 yrs 10 mos
Columbia Management Advisors, LLC
June 2005 - May 2010 · 4 yrs 11 mos
Columbia Management Distributors, INC.Broker
October 1996 - May 2010 · 13 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.