PV
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
334 clients
Average Client Portfolio
$208K average
Assets Under Management
$69.6M
Fee Structure
Minimum Investment:$50K
Financial Planning:Investment management only
Hourly Rate:$200/hr
For Specialized Strategic Investment Model accounts, the firm charges an annualized management fee ranging from 1% to 2.0%, billed monthly in arrears, based on the account asset value. The minimum to open an account is $50,000, and management fees and minimums are negotiable. Financial consulting services are offered for a negotiable fee of $200 per hour.
Areas of Practice
Investment Management
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Advisor Information
Office location
921 Eastwind Drive, Suite 101, Westerville, OH, 43081
Get directionsRegulatory History (1)
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Regulatory
October 1989Final
Other Business ActivitiesSells Insurance
Phillip owns Estate Planning Professionals, providing insurance services since 1991, taking about a quarter of his time. He also serves on the Stowe Mission Board of Directors, dedicating minimal time outside of normal business hours.
Employment History
Current Registrations
Eastwind Capital Wealth Management
June 2008 - Present · 17 yrs 7 mos
Previous Registrations
American Equity Investment CorporationBroker
March 2011 - December 2014 · 3 yrs 9 mos
American Equity Investment CorporationBroker
March 2009 - December 2010 · 1 yr 9 mos
Wall Street Financial Group, INC
September 2006 - December 2008 · 2 yrs 3 mos
Wall Street Financial Group, INC.Broker
September 2006 - March 2009 · 2 yrs 6 mos
Geneos Wealth Management, INC.
May 2005 - September 2006 · 1 yr 4 mos
Geneos Wealth Management, INC. Broker
May 2005 - September 2006 · 1 yr 4 mos
Brecek & Young Advisors, INC.
October 2001 - May 2005 · 3 yrs 7 mos
Brecek & Young Advisors, INC.Broker
March 2001 - May 2005 · 4 yrs 2 mos
Donahue Securities, INC.Broker
July 2000 - March 2001 · 8 mos
Legacy Financial Services, INC.Broker
June 1999 - August 2000 · 1 yr 2 mos
Amvest Securities, IncorporatedBroker
October 1998 - May 1999 · 7 mos
Prim Securities, IncorporatedBroker
June 1996 - September 1998 · 2 yrs 3 mos
State Registrations5 states
FLLAOHPATX
Advisor
Exams
No exam information available for this advisor.