Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.50% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $15.0M | 0.75% |
| $15.0M - $25.0M | 0.65% |
| $25M+ | 0.55% |
The brochure lists a fee range of 1.00%-1.50% for the first $2 million. The higher rate is shown in the fee table above. Management Fees are negotiable in the sole and absolute discretion of the Adviser.
Fee Estimator
The firm charges an annual investment management fee based on assets under management. The fee ranges from 1.00% - 1.50% on the first $2 million, 0.85% for $2 to $5 million, 0.75% for $5 million to $15 million, 0.65% for $15 million to $25 million, and 0.55% for $25 million or more. Fees are charged quarterly in advance. Pension consulting services are offered at 0.50% of plan assets. All fees are negotiable.
Areas of Practice
Advisor Information
Office location
320 Broad Street, Red Bank, NJ, 07701
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is involved with OpenLocker, a digital marketing business, providing strategy and business plan development since 2021. He dedicates a few hours per week to this non-investment related activity.