Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5.0M - $25.0M | 1.00% |
| $25M+ | 0.75% |
Typical fee structure for all strategies except Treasury. Certain client accounts may be grandfathered in at lower rates.
Fee Estimator
SAM charges an annual fee based on assets under management, billed monthly in arrears. For strategies other than the Treasury strategy, the fee is 1.50% on the first $1M, 1.25% on the next $4M, 1.00% on the next $20M, and 0.75% on amounts over $25M. For the Treasury strategy, the fee is 0.50% on the first $1M and 0.25% on amounts over $1M. Clients are also responsible for custodial charges, brokerage fees, and other investment expenses. SAM requires a minimum investment of $500,000 to open an account, but may waive this requirement at its discretion.
Areas of Practice
Advisor Information
Office location
Winter Park, FL
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is the President and Owner of Adaptive Solutions Consulting Inc, a consulting and recruiting business, since March 2018. Although the LLC remains active, Thomas is currently not devoting any time to this business.