DP
ChFC

Daniel Thomas Proulx

29 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
31 advisors
Number of Clients
1,989 clients
Average Client Portfolio
$774K average
Assets Under Management
$1.5B

Fee Structure

Minimum Annual Fee:$5,000

ISCA generally charges a fee based on a percentage of assets under management, with a maximum of 1.30% annually, but all fees are subject to negotiation. Retirement plan accounts are subject to a minimum $5000 annual account fee. Accounts under the Empower platform have the option to use an ISCA-managed model and will be charged an additional 5 basis points. ISCA's fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses.

Areas of Practice
Retirement PlanningTax PlanningEstate PlanningInsurance PlanningDivorce PlanningEducation PlanningInvestment ManagementHigh Net Worth
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Advisor Information

Office location

3500 Oak Lawn Ave, Ste 400, Dallas, TX, 75219

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Isc Advisors, INC.
September 2013 - Present · 12 yrs 4 mos
Institutional Securities Corporation
August 2007 - Present · 18 yrs 5 mos
Institutional Securities CorporationBroker
August 2007 - Present · 18 yrs 5 mos
Previous Registrations
Institutional Securities Corporation
August 2007 - December 2013 · 6 yrs 4 mos
Sws Financial Services
April 2007 - August 2007 · 4 mos
Sws Financial Services Broker
August 1997 - August 2007 · 10 yrs
Cullum & Sandow Securities, INC.Broker
July 1996 - August 1997 · 1 yr 1 mo
State Registrations3 states
GAPATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.