CL
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
6 advisors
Number of Clients
272 clients
Average Client Portfolio
$20.2M average
Assets Under Management
$5.5B
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $10.0M | 0.80% |
| $10.0M - $25.0M | 0.35% |
| $25.0M - $50.0M | 0.30% |
| $50.0M - $100.0M | 0.25% |
| $100M+ | 0.20% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$2,000 - $15,000
Fees are negotiable based on various factors like client type, account size, and relationship with Pentegra Investors. The listed fee schedule represents the maximum fees. Fees for education and consulting services range from $2,000 to $15,000 per project. There is no minimum fee or account size, but Pentegra Investors may decline clients if the assets are too small to manage effectively.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
701 Westchester Avenue, Suite 320E, White Plains, NY, 10604-3805
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pentegra Investors, INC.
January 2017 - Present · 9 yrs
Pentegra Distributors INC.Broker
January 2017 - Present · 9 yrs
Previous Registrations
Pfm Fund Distributors, INC.Broker
July 2014 - January 2015 · 6 mos
Sei Investments Distribution CO.Broker
July 2008 - February 2012 · 3 yrs 7 mos
Commerce Capital Markets, INC.
January 2006 - August 2007 · 1 yr 7 mos
Commerce Capital Markets, INC.Broker
January 2006 - August 2007 · 1 yr 7 mos
PNC Capital Markets, INC.Broker
December 2003 - January 2006 · 2 yrs 1 mo
George K. Baum & CompanyBroker
May 1999 - August 2003 · 4 yrs 3 mos
American Express Financial Advisors INC. Broker
August 1997 - September 1997 · 1 mo
Ids Life Insurance CompanyBroker
August 1997 - September 1997 · 1 mo
State Registrations4 states
CTNYOKTX
AdvisorBroker
Exams
No exam information available for this advisor.