FM
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
9 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
This document does not contain any fee information. It is a blank template.
Areas of Practice
Investment Management
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Advisor Information
Office location
485 Metro Place South, Suite 465, Dublin, OH, 43017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Financial Northeastern Securities, INC.
January 2007 - Present · 19 yrs
Financial Northeastern Securities, INC.
December 1999 - Present · 26 yrs 1 mo
Financial Northeastern Securities, INC. Broker
December 1999 - Present · 26 yrs 1 mo
Previous Registrations
First Union Brokerage Services, INC.Broker
September 1996 - December 1999 · 3 yrs 3 mos
State Registrations8 states
CADEFLMINJNYOHPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.