PG
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
11 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$25.2M
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Advisor Information
Office location
100 SE 2nd Street, Suite #3975, Miami, FL, 33131
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Latin Securities INC
July 2023 - Present · 2 yrs 6 mos
Latin Securities INC. Broker
December 2022 - Present · 3 yrs 1 mo
Previous Registrations
Morgan Stanley Broker
August 2021 - December 2021 · 4 mos
Morgan Stanley
August 2021 - December 2021 · 4 mos
Wells Fargo Clearing Services, LLC Broker
June 2014 - June 2021 · 7 yrs
Wells Fargo Clearing Services, LLC
May 2014 - June 2021 · 7 yrs 1 mo
Guggenheim Partners Latin America, INC.
October 2013 - June 2014 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2009 - July 2012 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 1996 - July 2012 · 15 yrs 10 mos
State Registrations14 states
CADEFLGAILNCNJNYSCSDTXUTWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.