AP

Alan Puklin

21 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
685 advisors
Number of Clients
17,698 clients
Average Client Portfolio
$492K average
Assets Under Management
$8.7B

Fee Structure

Your advisor is compensated for investment advice by an advisory fee based on the value of assets in your account. This fee provides access to your advisor for financial and life planning consultation. The maximum annual fee that your advisor can charge is 1.25% of the assets being advised or managed. Fees are negotiable at the advisor's discretion. Certain portfolios are Wrap Fee Programs, bundling advisory and transaction costs. Institutional business fees are negotiable.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

50 Glenmaura National Blvd., Ste. 201, Moosic, PA, 18507

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Analysts
July 2023 - Present · 2 yrs 6 mos
Lincoln Investment Broker
July 2023 - Present · 2 yrs 6 mos
Lincoln Investment
July 2023 - Present · 2 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, LLC Broker
December 2020 - May 2023 · 2 yrs 5 mos
Ameriprise Financial Services, LLC
December 2020 - May 2023 · 2 yrs 5 mos
Oppenheimer & CO. INC.
December 2017 - January 2019 · 1 yr 1 mo
Oppenheimer & CO. INC. Broker
November 2017 - January 2019 · 1 yr 2 mos
Columbia Management Investment Distributors, INC.Broker
November 2001 - March 2015 · 13 yrs 4 mos
Brinson Advisors, INC.Broker
November 1999 - October 2001 · 1 yr 11 mos
State Registrations17 states
AZCADEFLGAINMDMINCNJNYPASCTNVAVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.