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Andrew Karl Ferraro

25 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
45 advisors
Number of Clients
4,416 clients
Average Client Portfolio
$205K average
Assets Under Management
$905.4M

Fee Structure

Financial Plan Fee:$500 - $1,000

PKS Advisory Services charges fixed fees for financial planning and consulting, generally ranging from $500 to $1,000. Investment management services are charged an annual fee based on a percentage of assets under management, up to 2.75%. The annual fee varies depending on the market value of assets, the type of services, and the experience of the advisor. Clients also incur additional fees charged by third parties such as broker-dealers and custodians.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & Coaching
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Advisor Information

Office location

Schwenksville, PA

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pks Advisory Services, LLC
September 2023 - Present · 2 yrs 4 mos
Purshe Kaplan Sterling InvestmentsBroker
November 2022 - Present · 3 yrs 2 mos
Previous Registrations
Equitable Advisors, LLC
January 2020 - April 2022 · 2 yrs 3 mos
Equitable Advisors, LLC Broker
February 2019 - April 2022 · 3 yrs 2 mos
Mcg Securities LLCBroker
December 2017 - January 2019 · 1 yr 1 mo
Emerging Growth Equities, Ltd.Broker
June 2009 - December 2015 · 6 yrs 6 mos
1914 Advisors
July 2008 - March 2009 · 8 mos
Boenning & Scattergood, INC.Broker
September 2006 - March 2009 · 2 yrs 6 mos
Emerging Growth Equities, Ltd.Broker
February 2005 - September 2006 · 1 yr 7 mos
Kevin Dann & Partners, LLCBroker
November 2004 - January 2005 · 2 mos
Whitaker Securities LLCBroker
October 2004 - December 2004 · 2 mos
Labranche Financial Services, INC.Broker
November 2003 - January 2004 · 2 mos
J Giordano Securities GroupBroker
October 2002 - August 2003 · 10 mos
Jefferies & Company, INC.Broker
August 2000 - August 2002 · 2 yrs
Ing Barings LLCBroker
September 1998 - August 2000 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
December 1996 - September 1998 · 1 yr 9 mos
State Registrations20 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrew Karl Ferraro - Financial Advisor | AdvisorDiscover