BW
CFP

Barry William Wong

29 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
105 advisors
Number of Clients
3,698 clients
Average Client Portfolio
$867K average
Assets Under Management
$3.2B

Fee Structure

Diversify Advisory Services, LLC charges fees for financial planning, corporate consulting, multi-family office services, and portfolio/investment management services. Fees for financial planning and corporate consulting are negotiated. Family Office clients can engage Diversify as a fixed fee based on project or pay an annual fee for services. Sub-advisory accounts are charged an Advisory Fee negotiated between the client and the IAR, subject to a maximum annual rate of 1.75% plus a Management Fee of 0.25%.

Areas of Practice
Investment ManagementRetirement PlanningBusiness Owners
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Advisor Information

Office location

9017 S Riverside Dr., Suite 210, Sandy, UT, 84070

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2014
Denied
Customer Dispute
October 2008
Settled
Other Business ActivitiesSells Insurance

Barry sells fixed insurance contracts as an agent since 2021. He dedicates minimal time to this activity during business hours.

Employment History
Current Registrations
Diversify Advisory Services, LLC
October 2023 - Present · 2 yrs 3 mos
Dfpg Investments, LLCBroker
September 2022 - Present · 3 yrs 4 mos
Previous Registrations
Dfpg Investments, LLC
September 2022 - December 2023 · 1 yr 3 mos
U.S. Bancorp Investments, INC.
January 2006 - September 2022 · 16 yrs 8 mos
U.S. Bancorp Investments, INC. Broker
October 2002 - September 2022 · 19 yrs 11 mos
Fiserv Investor Services, INC.Broker
January 2001 - February 2003 · 2 yrs 1 mo
CUNA Brokerage Services, INC.Broker
June 1999 - January 2001 · 1 yr 7 mos
Ba Investment Services, INC.Broker
July 1997 - July 1999 · 2 yrs
Wells Fargo Securities INC.Broker
October 1996 - July 1997 · 9 mos
State Registrations8 states
AZCAFLIDNVORTNWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Barry William Wong - Financial Advisor | AdvisorDiscover