Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1M+ | 1.25% |
Minimum account size is $10,000. Minimum asset-based fee is 0.35% per annum or $50, whichever is greater. Fees are negotiable.
Fee Estimator
Fees vary depending on the service. Comprehensive personal financial planning ranges from $1,500 to $5,000, while continuous planning is $50/month to 1/12 of the comprehensive plan fee. Business-oriented financial planning and personal financial consulting are billed hourly at $150-$450/hour. Investment management fees are asset-based, with a minimum account size of $10,000. The minimum asset-based fee is 0.35% per annum or $50, whichever is greater. The maximum asset-based fee is 2.00% per annum for the first $1,000,000 and 1.25% per annum for amounts over $1,000,000. Pension consulting is hourly or fixed-fee. Financial education and seminars range from $0 to $5,000 per session, and the Financial Wellness program starts at $50 per employee per year. Fees are negotiable.
Areas of Practice
Advisor Information
Office location
56 Hunter Street, Suite 230, Apex, NC, 27502
Get directionsRegulatory History (1)
Customer Dispute
November 2015Other Business ActivitiesSells Insurance
Robert is a sole proprietor selling life, disability, long-term care, and related insurance products since 2010. This takes about 10-20% of his time during trading hours and a few hours per week outside of trading hours.