JS
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
418 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$582.6M
Fee Structure
Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Below $500,000 incurs a minimum client fee of $5,000 per year. Fees may be negotiable at the discretion of the adviser.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Minimum Annual Fee:$5,000
You'll pay an annual fee based on the size of your investment portfolio. For accounts below $500,000, there is a minimum annual fee of $5,000. Fees are negotiable at the adviser's discretion. The professional advisory relationship may be terminated with 30 days' written notice, and a pro-rata refund will be given.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate Planning
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Advisor Information
Office location
8840 Cincinnati-Dayton Road, West Chester, OH, 45069
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2018Denied
Employment History
Current Registrations
Harvest Financial Advisors, LLC
January 2024 - Present · 2 yrs
Previous Registrations
Cetera Advisors LLC
September 2019 - December 2023 · 4 yrs 3 mos
Cetera Advisors LLCBroker
September 2019 - December 2023 · 4 yrs 3 mos
Strategic Advisers LLC
September 2009 - June 2018 · 8 yrs 9 mos
Fidelity Brokerage Services LLCBroker
July 2009 - June 2018 · 8 yrs 11 mos
Securities America Advisors, INC.
November 2008 - July 2009 · 8 mos
Securities America, INC.Broker
November 2008 - July 2009 · 8 mos
Strategic Advisers, INC.
July 2006 - February 2008 · 1 yr 7 mos
Fidelity Brokerage Services LLCBroker
July 1998 - February 2008 · 9 yrs 7 mos
Touchstone Securities, INC.Broker
November 1997 - June 1998 · 7 mos
Pruco Securities Corporation Broker
December 1996 - May 1997 · 5 mos
State Registrations3 states
INKYOH
Advisor
Exams
No exam information available for this advisor.