Ann-marie Sepuka

Wellth Advisory Services, LLC

29 Years of Experience

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Firm Information

Wellth Advisory Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

77 advisors

Number of Clients

2,383 clients

Average Client Portfolio

$9.9M average

Assets Under Management

$23.6B

Fee Structure

Financial Planning:Investment management only

WELLth Advisory Services charges fees based on a percentage of assets under management, not to exceed 3% per annum. Fees are discussed and agreed upon in advance. They also offer wrap fee programs with all-inclusive pricing that includes trade execution, custody, and asset management fees. The specific arrangement for each client will be negotiated and defined in the investment advisory contract.

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Areas of Practice

Investment Management

Advisor Information

Office location

Sugar Land, TX

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Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2002

Closed-No Action

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Other Business Activities

Ann-Marie has several business activities, including DBAs for her LPL business (Strategic Retirement Partners and SRP), and LLCs for tax/investment purposes (SRP Holdings Group LLC and SRP Ventures LLC). She also provides investment advisory services through Global Retirement Partners, spending nearly full-time on this activity until June 2024.