Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees may be negotiable in certain limited circumstances.
Fee Estimator
Investment management fees are calculated as a percentage of assets under management and billed quarterly. There are different fee schedules for long equities, fixed income, and hedging strategies. Financial planning is included in these fees. For clients who only want financial planning, the hourly rate is $250. Fees may be negotiable in certain limited circumstances. There is no stated minimum account size.
Areas of Practice
Advisor Information
Office location
345 Lorton Avenue, Suite 302, Burlingame, CA, 94011-4212
Get directionsRegulatory History (3)
Judgment / Lien
December 2020Customer Dispute
August 2016Customer Dispute
March 2000Other Business ActivitiesSells Insurance
John is a partner at DM Enterprises, LP, involved in financial services and fixed insurance, dedicating nearly all of his time. He also owns Invest Capital Group Mortgage, dealing with real estate and financing, and works as an independent real estate broker, each taking a few hours per week. John is also an Investment Advisor Rep at RB Capital Management.