PC

Peter Michael Cadaret

28 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
1106 advisors
Number of Clients
37,605 clients
Average Client Portfolio
$862K average
Assets Under Management
$32.4B

Fee Structure

Minimum Investment:$10K
Minimum Annual Fee:$250

Oppenheimer's advisory fees are negotiable and vary based on account type, size, and services provided. The minimum annual fee is $250, but this is waived for accounts over $50,000 or households with at least $250,000 in advisory accounts. The fees cover investment services, trading, custody, and reporting. Clients may pay more or less in a wrap fee program compared to purchasing services separately. The table above shows the maximum fees for each program.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

85 Broad Street, 22nd Floor, New York, NY, 10004

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Oppenheimer & CO. INC.
April 2021 - Present · 4 yrs 9 mos
Oppenheimer Asset Management
August 2005 - Present · 20 yrs 5 mos
Oppenheimer & CO. INC. Broker
April 2003 - Present · 22 yrs 9 mos
Previous Registrations
Oppenheimer & CO. INC.
January 2006 - December 2008 · 2 yrs 11 mos
Cibc World Markets CORP.Broker
December 1999 - April 2003 · 3 yrs 4 mos
Seligman Advisors, INC.Broker
July 1999 - October 1999 · 3 mos
Seligman Services, INC.Broker
October 1998 - June 1999 · 8 mos
Seligman Advisors, INC.Broker
September 1997 - October 1998 · 1 yr 1 mo
Dean Witter Reynolds INC.Broker
January 1997 - June 1997 · 5 mos
State Registrations10 states
CACOCTFLGAILNCNJNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.