JC

John Richard Currier

27 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
48 advisors
Number of Clients
1,904 clients
Average Client Portfolio
$204K average
Assets Under Management
$389.1M

Fee Structure

The fees charged by UBS are established in a client’s written agreement with UBS. UBS will generally bill its fees in advance on a quarterly basis. The standard fee schedule varies for each wrap fee program offered. All fees are subject to negotiation.

Areas of Practice
Investment Management
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Advisor Information

Office location

5196 Charlotte Hwy, Clover, SC, 29710

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
United Brokerage Services INC
April 2023 - Present · 2 yrs 9 mos
United Brokerage Services, INC Broker
April 2023 - Present · 2 yrs 9 mos
Previous Registrations
Patrick Capital Markets, LLCBroker
August 2022 - April 2023 · 8 mos
Independent Advisor Alliance, LLC
June 2022 - August 2022 · 2 mos
LPL Financial LLC Broker
June 2022 - August 2022 · 2 mos
Dws Distributors, INC.Broker
January 2012 - August 2021 · 9 yrs 7 mos
Guardian Investor Services LLCBroker
August 2007 - January 2012 · 4 yrs 5 mos
Touchstone Securities, INC.Broker
May 2000 - June 2007 · 7 yrs 1 mo
Scudder Investor Services, INC.Broker
March 1997 - April 2000 · 3 yrs 1 mo
W. S. Griffith & Co., INC.Broker
January 1997 - February 1997 · 1 mo
State Registrations3 states
NCSCWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.