AB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
981 advisors
Number of Clients
84,858 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$217.4B
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.40% |
| $50.0M - $100.0M | 0.30% |
| $100M+ | 0.25% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
For portfolio management, fees are based on a percentage of your assets, charged quarterly. For example, the first $500,000 is charged 1.20%. Fees are negotiable and may be adjusted based on your financial situation, assets under management, and complexity of services. There may be additional fees for sub-advisor services. Financial planning fees are not explicitly stated.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
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Advisor Information
Office location
5454 W. 110th Street, Overland Park, KS, 66211
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2021Award / Judgment
Customer Dispute
October 2016Denied
Employment History
Current Registrations
Creative Planning
March 2013 - Present · 12 yrs 10 mos
Previous Registrations
Amerivest Investment Management, LLC
November 2008 - March 2013 · 4 yrs 4 mos
TD Ameritrade, INC.
November 2008 - March 2013 · 4 yrs 4 mos
Financial Network Investment Corporation
March 2008 - August 2008 · 5 mos
Charles Schwab & Co., INC.
February 2000 - May 2002 · 2 yrs 3 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.