Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.40% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.80% |
Fees may be negotiable in special circumstances.
Fee Estimator
Investment management fees are based on a percentage of assets managed: 1.40% on the first $500,000, 1.00% on the next $500,000, and 0.80% on assets over $1 million. These fees cover asset allocation advice, money management, financial planning, and custodial services, but clients also pay transaction charges. Fees for general consulting and retirement plan services are negotiated separately. A minimum of $500,000 in investible liquid assets is generally required to open and maintain an advisory account, but this may be waived.
Areas of Practice
Advisor Information
Office location
1323 Commerce Drive, New Bern, NC, 28562
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
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