AM

Andrew J Meyer

Rockefeller Capital Management
19 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Rockefeller Capital Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
875 advisors
Number of Clients
35,950 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$70.0B

Fee Structure

Rockefeller Financial charges either a flat annual dollar fee or a fee calculated as a percentage of assets under management. The firm also receives payments from third parties, including sponsors of investment products. Financial planning reports and analyses are available, sometimes for a separate fee. Specific fee details are not provided in this brochure excerpt.

View Full Brochure on SEC
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningCharitable GivingHigh Net Worth

Advisor Information

Office location

Two Embarcadero Center, Suite 2320, San Francisco, CA, 94111

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2002
Settled
Customer Dispute
February 2002
Settled
Customer Dispute
October 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Rockefeller Capital Management
February 2025 - Present · 11 mos
Rockefeller Capital Management
February 2025 - Present · 11 mos
Rockefeller Financial LLC Broker
February 2025 - Present · 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2012 - February 2025 · 12 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
March 2012 - February 2025 · 12 yrs 11 mos
Bear, Stearns & CO. INC.
September 2002 - November 2002 · 2 mos
Bear, Stearns & CO. INC. Broker
April 2002 - November 2002 · 7 mos
Deutsche Banc Alex. Brown INC. Broker
January 2001 - April 2002 · 1 yr 3 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
January 1997 - September 1997 · 8 mos
State Registrations21 states
CACODCFLHIILMAMDMIMTNJNMNVNYOHRITXUTVAVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.