Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.5M | 0.90% |
| $1.5M - $3.0M | 0.75% |
| $3.0M - $10.0M | 0.65% |
| $10.0M - $20.0M | 0.40% |
| $20M+ | 0.30% |
Minimum annual fee: $7,500. Minimum relationship size of $1,500,000 may be negotiable.
Fee Estimator
The standard investment management fee schedule is tiered based on assets under management. The minimum annual fee is $7,500, and the firm reserves the right to impose a minimum of $1,500,000 of assets under management to open a portfolio management relationship. These minimums may be negotiable under certain circumstances. Financial planning services are typically included in the investment management fee. Fees are billed quarterly in arrears.
Areas of Practice
Advisor Information
Office location
20 William St, Suite 135, Wellesley, MA, 02481
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James serves as an advisor on the advisory committee of DELC Investments, part of R.C. Bigelow, Inc., a company that sells tea. He provides oversight of a third-party investment consultant and attends quarterly meetings, dedicating minimal time to this activity.