AR
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
23 advisors
Number of Clients
363 clients
Average Client Portfolio
$102.6M average
Assets Under Management
$37.3B
Fee Structure
Financial Planning:Investment management only
Fees for unaffiliated clients are negotiable, ranging from 0.10% to 1.00% annually based on the market value of assets managed. The level of fees depends on the engagement, account size, asset composition, and client preferences. Fees are billed monthly or quarterly in arrears and are typically non-refundable. Clients are responsible for custodial fees, brokerage expenses, and investment-related costs.
Areas of Practice
Investment ManagementRetirement Planning
Loading...
Advisor Information
Office location
5910 Mineral Point Rd, Madison, WI, 53705
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Trustage Investment Management
October 2012 - Present · 13 yrs 3 mos
CUNA Brokerage Services, INC.
February 2009 - Present · 16 yrs 11 mos
CUNA Brokerage Services, INC.Broker
February 2009 - Present · 16 yrs 11 mos
Previous Registrations
CUNA Brokerage Services, INC.
February 2009 - August 2013 · 4 yrs 6 mos
Stancorp Investment Advisers, INC.
June 2006 - January 2009 · 2 yrs 7 mos
Stancorp Equities, INC.Broker
November 2004 - January 2009 · 4 yrs 2 mos
Clark Securities, INC.Broker
November 2003 - August 2004 · 9 mos
American Express Financial Advisors INC. Broker
May 1999 - August 2003 · 4 yrs 3 mos
Ids Life Insurance CompanyBroker
May 1999 - August 2003 · 4 yrs 3 mos
State Registrations2 states
ALGA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.