BR
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
286 advisors
Number of Clients
34,127 clients
Average Client Portfolio
$412K average
Assets Under Management
$14.1B
Fee Structure
Minimum Investment:None
IAA charges a single annual advisory fee for advisory services and execution of transactions in a wrap account. The maximum annual advisory fee is 2% of the market value of your account, including cash holdings. This fee may include Financial Planning and Consulting services. Advisory fees are negotiable. IAA may charge a lesser investment advisory fee based upon certain criteria.
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment ManagementEstate PlanningTax PlanningHigh Net WorthBusiness Owners
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Advisor Information
Office location
2645 Executive Park Drive, Suite 315, Weston, FL, 33331
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009Settled
Customer Dispute
December 2008Denied
Other Business ActivitiesSells Insurance
Bernice is affiliated with Kornerstone Wealth Management Inc. and Independent Advisor Alliance, providing investment advisory services. She also sells non-variable insurance and works as a substitute teacher, dedicating a few hours per week to each.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
March 2019 - Present · 6 yrs 10 mos
LPL Financial LLC Broker
December 2011 - Present · 14 yrs 1 mo
Previous Registrations
Independent Financial Partners
February 2012 - March 2019 · 7 yrs 1 mo
Capital Guardian Wealth Management, LLC
June 2010 - January 2012 · 1 yr 7 mos
Capital Guardian, LLCBroker
May 2010 - January 2012 · 1 yr 8 mos
Citigroup Global Markets INC. Broker
May 2007 - May 2010 · 3 yrs
Citigroup Global Markets INC.
May 2007 - May 2010 · 3 yrs
Citicorp Investment Services
May 2003 - May 2007 · 4 yrs
Citicorp Investment ServicesBroker
October 2002 - May 2007 · 4 yrs 7 mos
Wm Financial Services, INC.Broker
October 1998 - November 2002 · 4 yrs 1 mo
Joseph Charles & Assoc., INC.Broker
August 1998 - June 1999 · 10 mos
First Union Brokerage Services, INC.Broker
August 1998 - August 1998 · 0 mos
Dean Witter Reynolds INC.Broker
January 1998 - June 1998 · 5 mos
Joseph Charles & Assoc., INC.Broker
August 1997 - December 1997 · 4 mos
State Registrations5 states
CAFLGAIANY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.