Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.60% |
| $5M+ | 0.40% |
Minimum annual fee ranging from $4,800-$7,200 based on household assets, excluding primary residence and complexity.
Fee Estimator
For wealth management, you'll pay an annual fee based on your portfolio size: 1.00% on the first $1 million, 0.60% on the next $4 million (between $1 million and $5 million), and 0.40% on amounts over $5 million. There is a minimum annual fee ranging from $4,800 to $7,200 based on household assets, excluding primary residence and complexity. Financial planning services are offered for a fee up to $7,200, which can be paid monthly, quarterly, or annually. UMS Financial Planning Services are offered for a one-time fee of $100.
Areas of Practice
Advisor Information
Office location
One Monument Square, Suite 501, Portland, ME, 04101
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a flight instructor/pilot at Maine Coastal Flight Center, spending about 10-20% of his time there. He is also a managing member of Marlboro By The LLC, a rental/vacation property, dedicating a few hours per week. Additionally, James is a volunteer board member and Treasurer for Hospice Volunteers of Hancock County, spending about 10-20% of his time.