Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
11 advisors
Number of Clients
33 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$37.4M

Fee Structure

Minimum Investment:$25K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.25%
$250K - $500K2.00%
$500K - $750K1.75%
$750K - $1.0M1.50%
$1.0M - $2.0M1.00%
$2M+0.75%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:Up to $10,000
Hourly Rate:$50 - $300/hr

For asset management, you'll pay a quarterly fee based on a percentage of your account's value. There's also a one-time setup fee of $50 and a termination fee of $100 if you close your account within a year. These fees are negotiable. For financial planning, fees are either fixed (up to $10,000) or hourly ($50-$300/hour), depending on complexity and the advisor you choose. Seminar fees range from free to $150. GCS also receives compensation from Pershing for client assets held in certain money market funds.

Areas of Practice
Retirement PlanningEducation PlanningFinancial Planning & Coaching
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Advisor Information

Office location

275 E. Hillcrest Drive, Suite 225, Thousand Oaks, CA, 91360

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2008
Settled
Employment History
Current Registrations
Gold Coast Securities, INC.
January 2003 - Present · 23 yrs
Gold Coast Securities, INC. Broker
May 2001 - Present · 24 yrs 8 mos
Previous Registrations
National Planning CorporationBroker
August 1999 - June 2001 · 1 yr 10 mos
Select Capital CorporationBroker
March 1997 - July 1999 · 2 yrs 4 mos
State Registrations2 states
CAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.