DR
CFP

David Smith Rankin

23 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
23 clients
Average Client Portfolio
$9.5M average
Assets Under Management
$217.6M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only

Proteus charges a maximum annual management fee of 0.96% (0.08% monthly) of assets invested in an Investment Product. This fee is tiered, with reductions for assets above certain thresholds: 0.84% for assets above $25M, 0.72% above $50M, 0.60% above $75M, and 0.48% above $100M. The Weather Mark Fund charges 1.50% annually, split between Proteus and a sub-advisor, plus a performance fee. The MG&A Fund charges a maximum annual management fee of 2.00%. Clients may also be charged for third-party transaction costs and other investment-related expenses.

Areas of Practice
Investment Management
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Advisor Information

Office location

8900 Keystone Crossing, Suite 500, Indianapolis, IN, 46240

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Regulatory History (1)
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Customer Dispute
November 2002
Denied
Employment History
Current Registrations
Proteus, LLC
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Fisher Investments
September 2013 - November 2021 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2008 - September 2013 · 5 yrs 3 mos
Robert W. Baird & CO. Incorporated
April 2001 - June 2008 · 7 yrs 2 mos
State Registrations1 state
IN
Advisor
Exams
No exam information available for this advisor.