Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Fee Structure
Asset management fees are negotiable, with a maximum annual fee of 2.00%, billed quarterly. Financial planning services are charged on an hourly basis (maximum $250/hour) or a flat fee basis ($500 to $100,000), depending on the scope and complexity. A minimum account balance of $100,000 is generally required for asset management, but is negotiable. A minimum fee of $500 is assessed for written financial plans.
Areas of Practice
Advisor Information
Office location
Weatogue, CT
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen is an investment advisor and supervision manager at Onward Advisors, dedicating a few hours per week. He also serves as Head of Supervision at Wedbush & Co. and Qapital LLC, spending about 10-20% of his time and about a quarter of his time respectively.