Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
19 advisors
Number of Clients
126 clients
Average Client Portfolio
$543K average
Assets Under Management
$68.5M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.50%
$100K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.5M1.50%
$2.5M+1.50%

Fees negotiable for accounts over $2,500,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:$200 - $1,500
Hourly Rate:$200/hr

Financial planning fees are either hourly ($200/hour) or fixed ($200 to $1,500), as negotiated. Asset management fees are based on a percentage of assets under management, as shown in the table. These fees are calculated quarterly. Clients can negotiate their advisory fee with CFSC and their IARs. In addition to CFSC's fees, accounts will be charged various fees by the custodian of the account including execution fees, custodial fees, etc. CFSC has no minimum account value requirement.

Areas of Practice
Financial Planning & CoachingInvestment Management
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Advisor Information

Office location

Wildomar, CA

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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2011
Customer Dispute
February 2009
Closed-No Action
Customer Dispute
February 2009
Closed-No Action
Customer Dispute
January 1999
Settled
Employment History
Current Registrations
Colorado Financial Service Corporation
August 2025 - Present · 5 mos
Colorado Financial Service Corporation
August 2025 - Present · 5 mos
Colorado Financial Service Corporation Broker
August 2025 - Present · 5 mos
Previous Registrations
Stirlingshire Investments
May 2024 - September 2025 · 1 yr 4 mos
Stirlingshire InvestmentsBroker
January 2023 - September 2025 · 2 yrs 8 mos
TradingblockBroker
January 2016 - December 2022 · 6 yrs 11 mos
Sunstreet Securities, LLC Broker
January 2012 - December 2015 · 3 yrs 11 mos
Brokersxpress LLCBroker
April 2009 - January 2012 · 2 yrs 9 mos
Wedbush Morgan Securities INC. Broker
June 2007 - April 2009 · 1 yr 10 mos
Brookstreet Securities CorporationBroker
March 2007 - June 2007 · 3 mos
Quest Capital Strategies, INC.Broker
February 1999 - March 2007 · 8 yrs 1 mo
Interfirst Capital CorporationBroker
April 1998 - February 1999 · 10 mos
Income Network CompanyBroker
June 1997 - October 1997 · 4 mos
Interfirst Capital CorporationBroker
May 1997 - May 1997 · 0 mos
State Registrations2 states
CACO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Robert Baker - Financial Advisor | AdvisorDiscover