Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees are negotiated with each client and will not exceed 3% annually, paid quarterly. The amount of the fee may vary based upon factors at VIA IAR's discretion, including but not limited to, the amount of the original investment, if the client has accounts with an affiliated firm and if the client has additional accounts with VIA. Stock Put Writing and Stock Put Credit-Spread Option Programs have different fee structures, also negotiated, with potential performance fees. All accounts will pay processing charges of $0.25 per transaction.
Areas of Practice
Advisor Information
Office location
1010 Washington Blvd, Suite 300, Stamford, CT, 06901
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Emanuel is the CEO of Resilience Investment Advisory Compliance Consultants (IACC), which provides RIA creation services and general compliance consulting. He devotes a few hours per week to this business.