Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
245 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$408.1M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+2.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:Up to $250,000

For wealth management, HFO charges a maximum annual fee of 2.00% on all assets under management. If a portion of the client's assets are managed by Sub-Advisors, Sub-Advisors will charge a management fee, generally ranging from 0.25% to 0.50%, in addition to and separate from HFO’s advisory fees. For Family Office Services, HFO charges a fixed or ongoing fee, not to exceed $250,000, depending on the complexity of the engagement.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

9841 E Bell Rd, Suite 110, Scottsdale, AZ, 85260

Get directions
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Denied
Criminal
May 1981
Final Disposition
Employment History
Current Registrations
Heritage Family Offices, LLP
June 2024 - Present · 1 yr 7 mos
Previous Registrations
Heritage Wealth Management, LLC
July 2017 - March 2024 · 6 yrs 8 mos
Heritage Wealth Management, LLC
June 2016 - August 2017 · 1 yr 2 mos
Wells Fargo Advisors, LLC
June 2009 - January 2016 · 6 yrs 7 mos
Wells Fargo Advisors, LLC Broker
May 2009 - January 2016 · 6 yrs 8 mos
Chase Investment Services CORP.
July 2005 - May 2009 · 3 yrs 10 mos
Chase Investment Services CORP.Broker
July 2005 - May 2009 · 3 yrs 10 mos
Banc One Securities Corporation
January 2005 - July 2005 · 6 mos
Banc One Securities CorporationBroker
January 2005 - July 2005 · 6 mos
Charles Schwab & Co., INC. Broker
January 2001 - December 2001 · 11 mos
Wma Securities, INC.Broker
June 1997 - November 2000 · 3 yrs 5 mos
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.