Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
40 advisors
Number of Clients
3,655 clients
Average Client Portfolio
$274K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$5K

Fees for advisory programs are bundled and include advisory, technology, administrative, custody, execution, and portfolio management services. The specific fee is in the Statement of Investment Selection and is negotiable. The annual minimum for the firm fee component of the Client Fee ranges from $0 to $150, depending on the Advisory Program. The annual minimum for the custody fee component of the Client Fee ranges from $0 to $100, depending on the Advisory Program. Financial planning services are currently offered without separate charges or fees.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

10701 W. National Avenue, West Allis, WI, 53227

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Denied
Employment History
Current Registrations
Associated Investment Services, INC.
May 2014 - Present · 11 yrs 8 mos
Associated Investment Services, INC. Broker
April 2014 - Present · 11 yrs 9 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
February 2008 - April 2014 · 6 yrs 2 mos
Northwestern Mutual Investment Services, LLC Broker
October 1999 - April 2014 · 14 yrs 6 mos
Robert W. Baird & CO. Incorporated Broker
October 1999 - January 2002 · 2 yrs 3 mos
State Registrations10 states
AZFLGAILINMIMNMOTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.