JC

Joseph Vincent Carter

25 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
48 advisors
Number of Clients
1,904 clients
Average Client Portfolio
$204K average
Assets Under Management
$389.1M

Fee Structure

The fees charged by UBS are established in a client’s written agreement with UBS. UBS will generally bill its fees in advance on a quarterly basis. The standard fee schedule varies for each wrap fee program offered. All fees are subject to negotiation.

Areas of Practice
Investment Management
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Advisor Information

Office location

1320 Old Chain Bridge Road, Mclean, VA, 22101-3930

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
United Brokerage Services INC
September 2019 - Present · 6 yrs 4 mos
United Brokerage Services, INC Broker
May 2019 - Present · 6 yrs 8 mos
Previous Registrations
Global Atlantic Distributors, LLCBroker
January 2013 - September 2018 · 5 yrs 8 mos
Riversource Distributors, INC.Broker
March 2007 - December 2010 · 3 yrs 9 mos
Aig Sunamerica Capital Services, INC.Broker
February 2004 - January 2007 · 2 yrs 11 mos
Planco Financial Services, INC.Broker
August 1997 - February 2004 · 6 yrs 6 mos
State Registrations11 states
AZCADCFLMAMDMOOHSCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Joseph Vincent Carter - Financial Advisor | AdvisorDiscover