AC
Aaron Chang
25 Years of Experience
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
24628 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B
Fee Structure
The Program fee is based on the totality of the services and is negotiable depending on a number of factors.
Areas of Practice
Retirement Planning
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Advisor Information
Office location
9560 Wilshire Blvd, Beverly Hills, CA, 90212
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Aaron is a partner in Cambium Sports, a snowboard design and manufacturing company, since 2010. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2013 - Present · 12 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2013 - Present · 12 yrs 5 mos
Previous Registrations
Morgan Stanley
October 2011 - August 2013 · 1 yr 10 mos
Morgan Stanley Broker
October 2011 - August 2013 · 1 yr 10 mos
Unionbanc Investment Services, LLC
September 2004 - February 2010 · 5 yrs 5 mos
Unionbanc Investment Services, LLC Broker
September 2004 - February 2010 · 5 yrs 5 mos
City National Securities, INC. Broker
February 2004 - February 2004 · 0 mos
J. P. Morgan Invest, LLCBroker
April 2002 - September 2003 · 1 yr 5 mos
Dreyfus Brokerage Services, INC.Broker
February 1999 - June 2002 · 3 yrs 4 mos
Prudential Securities IncorporatedBroker
March 1998 - February 1999 · 11 mos
Auerbach, Pollak & Richardson INC.Broker
January 1998 - March 1998 · 2 mos
Biltmore Securities, INCBroker
November 1997 - January 1998 · 2 mos
State Registrations53 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.