MP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
12 advisors
Number of Clients
486 clients
Average Client Portfolio
$742K average
Assets Under Management
$360.6M
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Advisor Information
Office location
270 Munoz Rivera Ave Suite Mezzanine, 270 Plaza, San Juan, PR, 00918
Get directionsRegulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019Settled
Customer Dispute
August 2019Settled
Customer Dispute
July 2019Settled
Customer Dispute
June 2019Settled
Customer Dispute
May 2019Settled
Customer Dispute
May 2019Settled
Customer Dispute
February 2019Settled
Customer Dispute
January 2019Settled
Customer Dispute
September 2018Settled
Customer Dispute
June 2018Settled
Customer Dispute
March 2018Settled
Customer Dispute
November 2014Settled
Customer Dispute
March 2012Denied
Other Business ActivitiesSells Insurance
Manuel is an insurance agent with Oriental Insurance LLC, an OFS affiliate, selling life, fixed, and variable annuities. This activity takes a few hours per week.
Employment History
Current Registrations
Oriental Financial Services LLC
April 2021 - Present · 4 yrs 9 mos
Oriental Financial Services LLC Broker
September 1997 - Present · 28 yrs 4 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.