Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SEIA's fees are negotiable and can be a flat, tiered, or breakpoint rate, based on the client's objectives, plan complexity, and assets. Fees are payable quarterly in arrears. The firm also uses the AssetMark Platform, which has its own fee structure. For "Equity/Blended" portfolios, fees range from 0.90-1.50% for portfolios between $250,000 and $999,999, and are negotiable for portfolios above $10,000,000. For "Fixed-Income" portfolios, fees range from 0.45-1.00% for portfolios between $250,000 and $999,999, and are negotiable for portfolios above $10,000,000. SEIA also offers Signature Advisor Managed Portfolios (AMP) with fees up to 3.0% of AUM.
Areas of Practice
Advisor Information
Office location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
Get directionsRegulatory History (17)
Customer Dispute
November 2014Regulatory
April 2014Customer Dispute
March 2014Regulatory
October 2013Customer Dispute
June 2013Customer Dispute
June 2013Customer Dispute
May 2013Regulatory
April 2013Customer Dispute
March 2013Regulatory
February 2013Customer Dispute
May 2011Customer Dispute
February 2011Customer Dispute
June 2010Customer Dispute
June 2010Customer Dispute
May 2010Customer Dispute
January 2010Customer Dispute
September 2009Other Business ActivitiesSells Insurance
Azim is a 50% owner of Monarch Investment Group, LLC, a holding company for private investments, spending minimal time per month. He also holds an insurance license for sales and service, dedicating a few hours per week, and is a partner at SEIA LLC, dedicating full-time hours.