AP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
215 advisors
Number of Clients
5,921 clients
Average Client Portfolio
$326.7M average
Assets Under Management
$1934.2B
Fee Structure
This firm manages investments for institutions and individuals. The brochure does not include a specific fee schedule or mention minimum account sizes. Contact the firm directly for detailed fee information.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
Staten Island, NY
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Associates, INC.
October 2017 - Present · 8 yrs 3 mos
T. Rowe Price Investment Services, INC.
July 2017 - Present · 8 yrs 6 mos
T. Rowe Price Investment Services, INC.Broker
July 2017 - Present · 8 yrs 6 mos
Previous Registrations
Deutsche Am Distributors, INC.Broker
April 2016 - May 2017 · 1 yr 1 mo
Ivy Funds Distributor, INC.Broker
October 2005 - April 2016 · 10 yrs 6 mos
Waddell & ReedBroker
October 2005 - April 2016 · 10 yrs 6 mos
Oppenheimerfunds Distributor, INC.Broker
March 1998 - September 2005 · 7 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.