BK
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
14 advisors
Number of Clients
1,402 clients
Average Client Portfolio
$473K average
Assets Under Management
$663.0M
Fee Structure
Minimum Investment:$25K
Financial Planning:Charged separately
Financial Plan Fee:$1,000 - $15,000
Hourly Rate:$100 - $400/hr
Fees are negotiable and can be based on assets under management or a flat annual fee. The maximum annual fee for the programs described in this brochure is 2.80% of the market value of the account, except for AssetMark Wealth Platforms, where the maximum annual fee is 2.00%. Financial planning fees range from $1,000 to $15,000 as a flat fee or $100 to $400 per hour.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
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Advisor Information
Office location
41 University Drive, Suite 400, Newtown, PA, 18940
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2001Closed-No Action
Other Business Activities
Brian is a high school wrestling coach and a middle school football team assistant coach/defensive coordinator. These non-investment related activities take a few hours per week each.
Employment History
Current Registrations
Andrew Garrett, INC.
April 2007 - Present · 18 yrs 9 mos
Andrew Garrett INC.
February 2007 - Present · 18 yrs 11 mos
Andrew Garrett INC. Broker
February 2007 - Present · 18 yrs 11 mos
Previous Registrations
S.W. Bach & Company
April 2006 - March 2007 · 11 mos
S.W. Bach & CompanyBroker
November 2005 - March 2007 · 1 yr 4 mos
Kirlin Securities INC.Broker
February 2001 - December 2005 · 4 yrs 10 mos
Kirlin Securities INC.Broker
June 2000 - December 2000 · 6 mos
Princeton Securities CorporationBroker
October 1997 - September 2001 · 3 yrs 11 mos
State Registrations19 states
ALCACOCTDEFLGAILMAMINCNJNYORPASCVAWAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.