Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $3.0M | 1.05% |
| $3.0M - $5.0M | 0.95% |
| $5M+ | 0.85% |
Some accounts may be under different fee schedules honoring prior agreements. Our standard fee schedule may be negotiable based on a number of factors, which include but are not limited to "grandfathered" accounts, related accounts, and other structures that we may consider in special situations.
Fee Estimator
For discretionary investment management, the annual fee is based on a percentage of your portfolio's market value. For example, the first $1 million is charged 1.25%. Non-discretionary investment management has a 1.50% annual fee. Fees are billed quarterly in advance. Some accounts may have different fee schedules based on prior agreements. Consulting and financial planning services are billed hourly or as a fixed fee. Sub-advisory services are charged a fixed fee of 30 basis points.
Areas of Practice
Advisor Information
Office location
201 S. Lake Avenue, Suite 509, Pasadena, CA, 91101
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wade is a Managing Principal at Stonemark Wealth Management DBA WESPAC Advisors So Cal LLC, managing client relationships and business functions. He also works as an agent/advisor for Time Financial/WSPC Insurance Services, placing insurance products for clients for minimal time each month.