Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
98 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$117.9M

Fee Structure

Minimum Investment:$100K

Fees are negotiated with each client and will not exceed 3% annually, paid quarterly. The amount of the fee may vary based upon factors at VIA IAR's discretion, including but not limited to, the amount of the original investment, if the client has accounts with an affiliated firm and if the client has additional accounts with VIA. Stock Put Writing and Stock Put Credit-Spread Option Programs have different fee structures, also negotiated, with potential performance fees. All accounts will pay processing charges of $0.25 per transaction.

Areas of Practice
Investment Management
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Advisor Information

Office location

1010 Washington Blvd, Suite 300, Stamford, CT, 06901

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Regulatory History (1)
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Regulatory
August 2023
Final
Other Business Activities

John is a Vice President and Risk Manager at High Ridge Futures LLC, a futures introducing brokerage firm, spending a few hours per week. He is also the Lacrosse Director at Stratford Storm Lacrosse, dedicating about a quarter of his time to coaching and scheduling.

Employment History
Current Registrations
Vision Brokerage Services, LLCBroker
August 2014 - Present · 11 yrs 5 mos
Vision Investment Advisors, LLC
November 2013 - Present · 12 yrs 2 mos
Vision Financial Markets LLCBroker
November 2013 - Present · 12 yrs 2 mos
Previous Registrations
Source Capital Group, INC.
March 2011 - November 2013 · 2 yrs 8 mos
Source Capital Group, INC.Broker
December 2001 - November 2013 · 11 yrs 11 mos
Merit Capital Associates, INC.Broker
September 1999 - December 2001 · 2 yrs 3 mos
State Registrations16 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
John Michael Karafa - Financial Advisor | AdvisorDiscover