Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
136 advisors
Number of Clients
6,406 clients
Average Client Portfolio
$268K average
Assets Under Management
$1.7B

Fee Structure

NFIS Advisory Program fees are calculated as a percentage of assets under management, not exceeding 1.75% annually. Fees are negotiable and may vary based on services provided. A Digital Investor Automated Portfolios product is offered for a fixed fee of $3.50 per month. Tax overlay services are available for an additional fee. Private Wealth Consulting (PWC) services have increased platform fees.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

5140 Windward Parkway, Alpharetta, GA, 30004

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2020
Denied
Employment History
Current Registrations
Navy Federal Investment Services, LLC
August 2024 - Present · 1 yr 5 mos
Navy Federal Investment Services, LLC
July 2024 - Present · 1 yr 6 mos
Navy Federal Investment Services, LLC Broker
July 2024 - Present · 1 yr 6 mos
Previous Registrations
Prudential Financial Planning Services
December 2014 - July 2024 · 9 yrs 7 mos
Pruco Securities, LLC. Broker
May 2014 - July 2024 · 10 yrs 2 mos
Hartford Securities Distribution Company, INC.Broker
June 2008 - June 2009 · 1 yr
Ameriprise Financial Services, INC. Broker
January 2008 - April 2008 · 3 mos
Andover Brokerage, L.L.C.Broker
August 2001 - February 2002 · 6 mos
Dean Witter Reynolds INC.Broker
October 2000 - January 2001 · 3 mos
State Registrations6 states
ALFLGAMANCNM
AdvisorBrokerBoth
Exams
No exam information available for this advisor.