DL
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
22 advisors
Number of Clients
62 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$147.7M
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Advisor Information
Office location
600 Central Ave, Suite 293, Highland Park, IL, 60035
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Insight Securities, INC.
April 2017 - Present · 8 yrs 9 mos
Insight Securities, INC. Broker
April 2017 - Present · 8 yrs 9 mos
Previous Registrations
Raymond James & Associates, INC. Broker
September 2016 - April 2017 · 7 mos
Raymond James & Associates, INC.
September 2016 - April 2017 · 7 mos
Deutsche Bank Securities INC.
January 2014 - September 2016 · 2 yrs 8 mos
Deutsche Bank Securities INC. Broker
January 2014 - September 2016 · 2 yrs 8 mos
Barclays Capital INC.Broker
July 2013 - February 2014 · 7 mos
Barclays Capital INC.
July 2013 - February 2014 · 7 mos
Hsbc Securities (usa) INC.
December 2010 - July 2013 · 2 yrs 7 mos
Hsbc Securities (usa) INC. Broker
December 2010 - July 2013 · 2 yrs 7 mos
Intercam Advisors, INC.
October 2010 - October 2010 · 0 mos
Intercam Securities, INC.Broker
October 2009 - October 2010 · 1 yr
UBS International INC.
March 2009 - April 2009 · 1 mo
UBS International INC.Broker
May 2008 - April 2009 · 11 mos
Hsbc Securities (usa) INC. Broker
January 2005 - November 2007 · 2 yrs 10 mos
Hsbc Brokerage (usa) INC.Broker
April 2004 - January 2005 · 9 mos
Ifmg Securities, INC.Broker
April 2003 - March 2004 · 11 mos
Invest Financial CorporationBroker
December 2002 - January 2003 · 1 mo
Linsco/private Ledger CORP. Broker
October 2000 - December 2002 · 2 yrs 2 mos
Salomon Smith Barney INC. Broker
September 1999 - October 2000 · 1 yr 1 mo
Inverworld Securities, INC.Broker
June 1998 - July 1999 · 1 yr 1 mo
State Registrations3 states
CAFLTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.