Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $3.0M | 1.00% |
| $3M+ | 0.75% |
Our investment management fees for the Legacy Individual Stock Strategies are: Portfolio Value Fee $500,000 – 5,000,000 .75% of entire balance Greater than $5,000,000 .60% of entire balance
Fee Estimator
Investment management fees are based on a percentage of your managed account balance. For standard portfolios, the fee is 1.25% on the first $500,000, 1.00% on balances between $500,001 and $3,000,000, and 0.75% on balances over $3,000,000. For Legacy Individual Stock Strategies, the fee is 0.75% on balances between $500,000 and $5,000,000, and 0.60% on balances over $5,000,000. Financial planning services are offered on an hourly or one-time basis, with comprehensive financial plans starting at $495. Systematic financial advisory and planning services range from $150-$400/month. RetirementTrack 401(k) Management Services have a fee of 0.75% of the balance annually (0.1875% quarterly) with a minimum of $300/year.
Areas of Practice
Advisor Information
Office location
8111 Timberlodge Trail, Dayton, OH, 45458-2103
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Melvin owns B&B Tax & Bookkeeping Service, Inc. since 1993, spending nearly full-time on bookkeeping and tax preparation. Melvin also works as an insurance agent/contractor since 1970, dedicating a few hours per week to selling LTC, SPDA, SPIA, and other insurance products.