Carolina Garcia

NFP Retirement INC.

20 Years of Experience

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Firm Information

NFP Retirement INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

139 advisors

Number of Clients

6,585 clients

Average Client Portfolio

$17.9M average

Assets Under Management

$118.0B

Fee Structure

Hourly Rate:Up to $550/hr

Fees for Wealthspire Retirement's services are based on either the market value of plan assets or a flat fee, depending on the service. Asset-based fees will not exceed 1.60% of plan assets. Hourly fees may be charged, not exceeding $550 per hour. Portfolio management fees range from 0.25% - 1.60%. Investment and financial consulting fees will not exceed $550 per hour.

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Areas of Practice

Investment ManagementRetirement Planning

Advisor Information

Office location

1050 Maitland Center Commons, Suite 360, Maitland, FL, 32751

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Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.