CW

Christopher Neil Williams

26 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
48 advisors
Number of Clients
1,904 clients
Average Client Portfolio
$204K average
Assets Under Management
$389.1M

Fee Structure

The fees charged by UBS are established in a client’s written agreement with UBS. UBS will generally bill its fees in advance on a quarterly basis. The standard fee schedule varies for each wrap fee program offered. All fees are subject to negotiation.

Areas of Practice
Investment Management
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Advisor Information

Office location

300 N Market Street, Washington, NC, 27889

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Settled
Employment History
Current Registrations
United Brokerage Services INC
March 2018 - Present · 7 yrs 10 mos
United Brokerage Services, INC Broker
March 2018 - Present · 7 yrs 10 mos
Previous Registrations
Capital One Advisors, LLC
January 2015 - March 2018 · 3 yrs 2 mos
Capital One Investing, LLCBroker
January 2015 - March 2018 · 3 yrs 2 mos
Capital One Financial Advisors LLC
January 2014 - January 2015 · 1 yr
Capital One Investment Services LLCBroker
January 2014 - January 2015 · 1 yr
Allstate Financial Services, LLCBroker
August 2001 - January 2014 · 12 yrs 5 mos
Banc of America Investment Services, INC.Broker
January 2000 - May 2001 · 1 yr 4 mos
Dean Witter Reynolds INC.Broker
October 1997 - July 1998 · 9 mos
State Registrations13 states
ALDCFLGAMDNCNYOHPASCTXVAVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Christopher Neil Williams - Financial Advisor | AdvisorDiscover